The U.S. Securities and Exchange Commission is rolling out another compliance training session focused on Regulation S-P for transfer agents. This marks the second installment in their ongoing outreach program following last year's regulatory overhaul of S-P amendments. The sessions aim to help industry participants navigate the updated privacy and data security requirements that took effect in 2024. Transfer agents handling securities transactions will get direct guidance on implementation standards and operational adjustments needed to stay compliant with the revamped framework.
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TommyTeacher
· 12-05 21:07
The SEC is holding training sessions again, so transfer agents will be busy once more...
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TopBuyerBottomSeller
· 12-05 21:06
The SEC is at it again. This time it's S-P compliance training, so the agents will probably have to work overtime again.
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BridgeTrustFund
· 12-05 21:00
SEC is conducting training again, so the transfer agents have to go through the hassle once more.
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GameFiCritic
· 12-05 20:46
The SEC is conducting compliance training again, and transfer agents need to keep up... Basically, the bar for privacy and data security has been raised again. How much will this affect on-chain settlement efficiency? It depends on the actual implementation details.
The U.S. Securities and Exchange Commission is rolling out another compliance training session focused on Regulation S-P for transfer agents. This marks the second installment in their ongoing outreach program following last year's regulatory overhaul of S-P amendments. The sessions aim to help industry participants navigate the updated privacy and data security requirements that took effect in 2024. Transfer agents handling securities transactions will get direct guidance on implementation standards and operational adjustments needed to stay compliant with the revamped framework.