盛宝金融因违规分销虚拟资产产品遭证监会谴责并罚款400万元

PANews 1月7日消息,据香港证监会公告,盛宝金融(香港)有限公司因于2018年至2022年间向130名零售客户及6名专业投资者分销未获认可的虚拟资产相关产品,违反监管规定,被谴责并罚款400万元。证监会指出,盛宝未有评估客户虚拟资产知识、缺乏产品尽职审查及充分披露,相关缺失持续超过四年。盛宝已终止受规管活动,并自愿补偿客户损失,配合调查。

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