Yuanyang Securities' Business Department Receives Regulatory Warning for Failure to Timely Report Internal Disciplinary Information

Beijing Business Daily (Reporter Liu Yuyang) March 20 — Qingdao Securities Regulatory Bureau announced that after investigation, Guoyuan Securities Qingdao Siliu Middle Road Securities Business Department failed to promptly report internal disciplinary information to the Qingdao Securities Regulatory Bureau, violating relevant regulations. The Qingdao Securities Regulatory Bureau has decided to issue a warning letter as an administrative regulatory measure to this department and record it in the securities and futures market integrity archive.

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