2026-03-17 14:03:17

🇺🇸 SEC Proposes Limiting Rule 15c2-11 to Stocks Only

The #SEC just proposed changing Rule 15c2-11 so it only applies to stocks. This rule requires brokers to verify company information before listing securities for trading in OTC markets.
Commissioner Hester Peirce is asking the public: should crypto be covered under this rule or not?
A 60-day public comment period is now open.

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