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Bank Wealth Management "Profit Ranking"? Regulatory Action, Two Joint-Stock Bank Wealth Management Companies Fined
According to reliable sources, regulatory authorities last month penalized a joint-stock bank wealth management company headquartered in Beijing and another joint-stock bank wealth management company based in South China but with its main team in Shanghai. The reason for the penalties was that both companies involved in some products related to “ranking-based returns.” Both companies were fined and suspended from issuing new ranking series products for three months. It is worth noting that the regulatory penalties included, but were not limited to, the two aforementioned wealth management companies. (Securities Times)