L'action en baisse Tianyuan Pet reçoit une lettre d'avertissement. Offre de 1,12 milliard de RMB en A-shares, sponsorisée par CITIC Securities

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China Economic Net Beijing, March 24 - The Securities Regulatory Commission recently disclosed its decision to issue a warning letter to Hangzhou Tianyuan Pet Products Co., Ltd. and related personnel. Hangzhou Tianyuan Pet Products Co., Ltd. (hereinafter referred to as “Tianyuan Pet”, 301335.SZ) held a board meeting on January 14, 2025, to review and approve the proposal on the use of part of the temporarily idle raised funds for cash management, agreeing to use a maximum of 60 million yuan of temporarily idle raised funds for cash management, valid for a period of 12 months from January 14, 2025. After the aforementioned usage period expired, the company continued to use part of the idle raised funds for cash management, and the board meeting to supplement the review was not held until February 6, 2026.

The company’s above behavior violated Article 11, Paragraph 2 of the “Regulations on the Supervision and Administration of Raised Funds by Listed Companies” (CSRC Announcement [2025] No. 10) and Article 3, Paragraph 1 of the “Administrative Measures for Information Disclosure of Listed Companies” (CSRC Order No. 226). The company’s chairman and president Xue Yuanchao, board secretary Ye Qing, and financial director Zhang Zhongping failed to diligently perform their duties, urging the listed company to standardize the use of raised funds and fulfill information disclosure obligations, violating Articles 4 and 52 of the “Administrative Measures for Information Disclosure of Listed Companies” (CSRC Order No. 226).

According to Article 53 of the “Administrative Measures for Information Disclosure of Listed Companies” (CSRC Order No. 226), the Zhejiang Securities Regulatory Bureau decided to issue warning letters to Tianyuan Pet, Xue Yuanchao, Ye Qing, and Zhang Zhongping, and record them in the integrity file of the securities and futures market.

Tianyuan Pet was listed on the Shenzhen Stock Exchange’s Growth Enterprise Market on November 18, 2022, with a public offering of 22,500,000 shares, accounting for 25.00% of the total share capital after this issuance, at an issue price of 49.98 yuan/share. The stock is currently in a state of decline. The sponsor for the company’s initial public offering was CITIC Securities Co., Ltd., with the sponsoring representatives being Gao Ruoyang and Hu Xian.

The total amount of raised funds for Tianyuan Pet’s listing was 1,124,550,000 yuan; after deducting issuance expenses, the net amount of raised funds was 1,007,173,000 yuan, which is 417,588,600 yuan more than the original plan. The prospectus disclosed by Tianyuan Pet on November 15, 2022, stated that the company planned to raise 589,584,400 yuan for the upgrade and transformation project of Huzhou Tianyuan, the construction project of Hangzhou Hongwang production base, the construction project of Tianyuan logistics and warehousing center, the development center for product technology, and the e-commerce and information construction project.

The total issuance costs for Tianyuan Pet amounted to 117,377,000 yuan, of which CITIC Securities Co., Ltd. received underwriting and sponsorship fees of 89,964,000 yuan.

The company convened the 2022 annual general meeting of shareholders on May 10, 2023, to review and approve the 2022 annual profit distribution plan. The specific content of the 2022 annual profit distribution plan is: based on the company’s total share capital of 90,000,000 shares, a cash dividend of 5 yuan (including tax) will be distributed to all shareholders for every 10 shares held, totaling 45,000,000 yuan in cash dividends (including tax), and 2 bonus shares (including tax) will be distributed, with 2 bonus shares for every 10 shares held from the capital reserve.

以下为原文：

关于对杭州天元宠物用品股份有限公司及相关人员采取出具警示函措施的决定

杭州天元宠物用品股份有限公司、薛元潮、叶青、张中平：

杭州天元宠物用品股份有限公司（以下简称公司）于2025年1月14日召开董事会审议通过《关于使用部分暂时闲置募集资金进行现金管理的议案》，同意使用最高不超过60,000万元的暂时闲置募集资金进行现金管理，使用期限自2025年1月14日起12个月内有效。前述使用期限到期后，公司继续使用部分闲置募集资金进行现金管理，直至2026年2月6日才召开董事会会议补充审议。

公司上述行为违反了《上市公司募集资金监管规则》（证监会公告〔2025〕10号）第十一条第二款、《上市公司信息披露管理办法》（证监会令第226号）第三条第一款规定。公司董事长兼总裁薛元潮、董事会秘书叶青、财务总监张中平未能勤勉尽责，督促上市公司规范使用募集资金并履行信息披露义务，违反了《上市公司信息披露管理办法》（证监会令第226号）第四条和第五十二条规定。

根据《上市公司信息披露管理办法》（证监会令第226号）第五十三条规定，我局决定对公司、薛元潮、叶青、张中平分别采取出具警示函的监督管理措施，并记入证券期货市场诚信档案。你们应严格遵守有关法律、行政法规，提高规范运作意识，杜绝类似情况再次发生。请你们在收到本决定书之日起10个工作日内向我局提交书面报告。

如果对本监督管理措施不服的，可以在收到本决定书之日起60日内向中国证券监督管理委员会提出行政复议申请，也可以在收到本决定书之日起6个月内向有管辖权的人民法院提起诉讼。复议与诉讼期间，上述监督管理措施不停止执行。

浙江证监局

2026年3月17日

(责任编辑：何潇)

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